GLO_CWM_LVL_1試験無料問題集（1027題）「AAFM Chartered Wealth Manager (CWM) Global Examination 認定」

出題：1

An important financial institution that assists in the initial sale of securities in the primary market is the

A. stock exchange.

B. commercial bank.

C. brokerage house.

D. investment bank.

正解：D 解答を投票する

出題：2

In which year can the subscriber to a PPF account take the first loan from the opening of the account?

A. Fifth Year

B. Third Year

C. Second Year

D. Sixth Year

正解：B 解答を投票する

出題：3

The probability distribution of the rate of return on ABC stock is given below:

What is the standard deviation of return?

A. 12.90%

B. 11.40%

C. 13.50%

D. 10.50%

正解：A 解答を投票する

出題：4

For calculation of liability of payment of gratuity to an employee on leaving service, the wage to be taken into account is

A. Average wage earned during the last 5 years

B. None of the above

C. Last drawn wage

D. Average wage earned during the entire service

正解：C 解答を投票する

出題：5

Wealth Conservation is _____________

A. Legally structuring the future disposition of current assets to minimize the benefits to chosen beneficiaries

B. Ways to maximize tax efficiency of current assets and cash flows while achieving capital growth and preservation goals

C. None of the above

D. Using insurance to ensure wealth is protected

正解：A 解答を投票する

出題：6

Which one of the above statements is/are incorrect?

A. Both

B. None of the above

C. (ii) only

D. (i) only

正解：B 解答を投票する

出題：7

Conflict of interest should be discussed in ________

A. Terms of Engagement

B. All of the above

C. Analysis of Financial issues

D. Need Analysis

正解：A 解答を投票する

出題：8

Identify the stage in the money laundering process where funds are being constantly moved or re-characterised to conceal their origins.
This stage is known as:

A. layering

B. integration

C. placement

D. All of the above

正解：A 解答を投票する

出題：9

When bondholder pays more than par value to acquire bond, then

A. YTM = Current Yield = Nominal Yield

B. Nominal Yield > Current Yield > YTM

C. Nominal Yield > Current Yield = YTM

D. YTM > Current Yield > Nominal Yield

正解：B 解答を投票する

出題：10

Mr. Rajesh Rawat deposits Rs. 15,000 per month at the end of the month for 6.50 years in an account that pays a ROI of 8.80% per annum compounded quarterly. What will be the amount in the account after 6.50 years.?

A. 91666

B. 1571140

C. 91654

D. 1567650

正解：D 解答を投票する

出題：11

What would be the taxable value added in Dr. Vijay Mohan's income for Gratuity receipt of Rs. 8,00,000 at the time of retirement. He is covered under the Payment of Gratuity Act 1972. He retired after 28 years of service with monthly salary of Rs. 40000 p.m. Assume Income Tax provisions pertaining to AY 2011-12 would be applicable at the time of retirement?

A. Rs. 5,60,000

B. Rs. 3,50,000

C. Rs. 2,40,000

D. Rs. 1,53,146

正解：D 解答を投票する

出題：12

A property has 120 rooms and each room has a monthly rent of Rs.750. The occupancy rate throughout the year is 80% and maintenance expenses per year works out to be Rs.3,00,000. Capitalization rate is 12%.
Calculate the value of the property?

A. Rs.45 lacs

B. Rs.46 lacs

C. Rs.44 lacs

D. Rs.47 lacs

正解：D 解答を投票する

出題：13

A zero coupon bond of Rs 10,000 has a term to maturity of seven years and a market yield of 9 percent at the time of issue. What is the issue price? What is the duration of the bond? What is the modified duration of the bond?

A. Rs. 6380/-, 6 years, 6.897

B. Rs. 6380/- 6 years, 7.368

C. Rs. 5470/-, 7 years, 5.364

D. Rs. 5470/-, 7 years, 6.422

正解：D 解答を投票する

GLO_CWM_LVL_1試験無料問題集「AAFM Chartered Wealth Manager (CWM) Global Examination 認定」