CKYCA試験無料問題集（72題）「ACAMS Association of Certified Anti Money Laundering 認定」

出題：1

The first step in the CDD of a legal person is to?

A. Find out what the account will be used for, and the level of activity your organization should expect to see.

B. Understand the ownership structure and to track back to the ultimate beneficial owners and controllers.

C. Discover the type of business your customer undertakes.

正解：B 解答を投票する

出題：2

Non-documentary verification is checking the information the customer provides against? (SELECT 3)

A. Proprietary databases.

B. Audited Statements.

C. Credit reports.

D. Email confirmation.

E. Public records.

正解：A,C,E 解答を投票する

出題：3

What risk increases with non-face-to-face business relationships or transactions, or when payments are sent to or received from unknown or unassociated third parties.

A. Remittance Risk

B. Operational Risk.

C. Channel Risk

D. Financial Crime Risk.

正解：C 解答を投票する

出題：4

Data must be secure so that it cannot be hacked, stolen, or misused for other purposes?

A. True

B. Depends on the specifics.

C. False

正解：A 解答を投票する

出題：5

For the second prong, the control prong, an organization must collect the identity of one person who exercises control over the company.
Which below are deemed acceptable? (SELECT 3)

A. Chief AML Officer.

B. Chief Operating Officer.

C. Chief Executive Officer.

D. Chief Compliance Officer.

E. Managing Director.

正解：B,C,E 解答を投票する

出題：6

In the Customer Identification Program (CIP) What are the basic information required to identify a legal person is? (SELECT 3)

A. Source of Wealth.

B. Source of Funds.

C. Legal Name.

D. Address, including legal and place of business.

E. Identification number issued by government.

正解：C,D,E 解答を投票する

出題：7

What a is supranational organization below? (SELECT 3)

A. World Trade Organization

B. United Nations

C. European Union.

D. Australian Transaction Reports and Analysis Centre.

E. Singapore's Ministry of Law.

正解：A,B,C 解答を投票する

CKYCA試験無料問題集「ACAMS Association of Certified Anti Money Laundering 認定」