CSC1試験無料問題集（100題）「CSI Canadian Securities Course Exam 1 認定」

出題：1

What bestdescribes the liability of limited partners in a limited partnership?

A. Their liability includes personal assets.

B. Their liability is limited to their investment

C. They are not liable for debts and losses incurred in business operations.

D. They are liable only to the extent of the daily business activities they participate in.

正解：B 解答を投票する

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出題：2

A large corporation has issued the following securities:commercialpaper, first mortgage bonds, and equipment trust certificates Which ranging of the securities is correctly seated from most secure to teas: secure?

A. Firm mortgage bonds commercial paper, equipment trust certificates.

B. First mortgage bonds equipment trust certificates, commercial paper.

C. Equipment trust certificates, first mortgage bonds, commercial paper.

D. Commercial paper fast mortgage bonds, equipment "trust certificates

正解：C 解答を投票する

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出題：3

Keith has a $150,000 term deposit with ABC Trust Company and a $75.000 term depositwithXYZ Trust Company. Both term deposits nave a maturity date of four years and both trust companies are member institutions of the CDIC. How much is Keith cowered for under COIC if both trust companies become insolvent?

A. $100,000.

B. $200,000

C. $225,000

D. $175,000

正解：B 解答を投票する

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出題：4

Whatis typically a key tax attribute of dividends?

A. Stock dividends are treated differently than regular cash dividends for tax purposes.

B. Dividends from preferred shares are ineligible tot dividend tax credit.

C. Dividend income istaxed more preferentiallythan interest income.

D. Reinvested dividends arenon-taxable to the shareholders.

正解：C 解答を投票する

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出題：5

When a futures contract is entered into, who sets the minimum initial margin rate?

A. investment dealer

B. Buyer

C. Exchange

D. Seller

正解：C 解答を投票する

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出題：6

Based on market capitalization. which sector of the SSP.'TSX Composite index has one of the highest weightings withinthe index?

A. Energy

B. Utilities

C. Health care

D. Information technology

正解：A 解答を投票する

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出題：7

What is the portion of annual profit held by a company after the payment expenses and the distribution of dividends?

A. Comprehensive income.

B. Share capital.

C. Retained earnings

D. Gross profit

正解：C 解答を投票する

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出題：8

What event is considered true inflation?

A. The introductionof a new tax which causes a one-lima increase of all prices..

B. A Jump in call prices which causes the cost of transported goods to increase.

C. A general and sustained decrease in prices across me economy due to a recession

D. The sustained trend of rising prices on goods and services across the economy.

正解：D 解答を投票する

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出題：9

What is the impact of a stock split on the number of shares held by the shareholders and theirprice?

A. The number of shares increases and the share price decreases.

B. The number of shares decreases and the share price eases

C. The number of shares decreases and the share price decreases.

D. The number of shares Increases and theshare price Increases.

正解：A 解答を投票する

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出題：10

Why wouldacorporation choose to issue preferred shares rather than debt?

A. Existing assets have excess financing capacity to justify the issue of preferred shares.

B. issuing preferred shares would reduce the amount of leverage.

C. The preferred dividend rate usually varies with the market interest rates

D. The costs for issuing preferred shares are usually kwh than debt.

正解：B 解答を投票する

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CSC1試験無料問題集「CSI Canadian Securities Course Exam 1 認定」