ICWIM試験無料問題集（174題）「CISI International Certificate in Wealth & Investment Management 認定」

出題：1

The Return on Capital Employed (ROCE) ratio can be used to:

A. Determine the need for capital

B. Calculate the return on ordinary shareholders' equity

C. Establish trends between accounting periods

D. Assist in revaluing fixed assets

正解：C 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：2

The coupon on a bond has been expressed in real terms, rather than as a nominal amount. This is because:

A. It is a bearer bond

B. It is an unsecured instrument

C. Its redemption date is longer than 10 years

D. It is an inflation-linked bond

正解：D 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：3

If someone in a fiduciary position has personal or professional interests that compete with their duty to act in the client's best interest, this is called:

A. Discretionary management

B. A conflict of interest

C. A regulatory breach

D. Full disclosure

正解：B 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：4

A firm acting as agent makes money by:

A. Profiting from the spread

B. Providing advice

C. Trading against its own order book

D. Charging their client a commission

正解：D 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：5

How does a negative interest rate policy (NIRP) aim to boost lending?

A. By penalising banks for holding surplus cash

B. Interest is not charged on loans

C. By discounting the interest rate charged on loans

D. Consumers are paid to borrow money

正解：A 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：6

What is the role of a central counterparty (CCP)?

A. It interposes itself between the counterparties to a trade, becoming the buyer to every seller and the seller to every buyer

B. The CCP guarantees that the counterparties will not default

C. To act as a market maker between counterparties

D. To provide funding to counterparties as and when required

正解：A 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：7

When a hedge fund puts together an equity arbitrage position, it will seek to balance respective:

A. Alphas

B. Deltas

C. Gammas

D. Betas

正解：D 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：8

Measures of Central Tendency include a method whereby a set of numbers are multiplied and then the nth root of the resulting product is taken. This is known as the:

A. Arithmetic mean

B. Geometric mean

C. Median

D. Mode

正解：B 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：9

The Financial Action Task Force (FATF) was created to:

A. Combat international money laundering and international terrorism

B. Support countries in developing their financial regulation

C. Improve financial regulation in G7 member states

D. Support international efforts to end safe havens for corrupt funds

正解：A 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

出題：10

What is the final stage of the money laundering process?

A. Arranging

B. Calculator

C. Integration

D. Layering

正解：C 解答を投票する

解説: (GoShiken メンバーにのみ表示されます)

ICWIM試験無料問題集「CISI International Certificate in Wealth & Investment Management 認定」