CSC1試験無料問題集（100題）「CSI Canadian Securities Course Exam 1 認定」

出題：1

What is the impact of a stock split on the number of shares held by the shareholders and theirprice?

A. The number of shares increases and the share price decreases.

B. The number of shares decreases and the share price eases

C. The number of shares decreases and the share price decreases.

D. The number of shares Increases and theshare price Increases.

正解：A 解答を投票する

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出題：2

Which security is issued by a company lo existing shareholders allowing, them to subscribe for additionalshares over a period of severalyears?

A. Rights.

B. Warrants

C. Long-term equity anticipation security.

D. Stock options.

正解：B 解答を投票する

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出題：3

What is thefirst step In determining the present valueof a bond with coupon payments?

A. Determine the present value of the income stream from the bond s coupon payments.

B. Determine me appropriate discount rate

C. Determine the present value of the bond a principal to be received at maturity.

D. Determine the appropriate compounding rate.

正解：B 解答を投票する

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出題：4

Anwar is placing a market order to purchase 100 shares of AJLwhen the bid/ask is $10.25."$ 10.75. Before the trade is complete, the bid/ask moves to $10.207S1Q70. Whatis the share pricethat Anwar will pay on the purchase transaction?

A. $10.75

B. $10.29

C. $10.20

D. $10.70

正解：D 解答を投票する

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出題：5

The principleof retraction in retractable preferredshares is identical to what other security?

A. Callable preferred shares.

B. Retractable bonds and debentures

C. Redeemable preferred shares.

D. Retractable common shares

正解：B 解答を投票する

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出題：6

Which type of bond allows the issuer to redeem at a specified premium prior to maturity?

A. Acronyms

B. Retractable

C. Callable

D. Extendible

E. Convertible

正解：C 解答を投票する

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出題：7

What is the best long-term strategy for themunicipality to improve Us credit rating?

A. increase cash flow through higher business taxes toimprove debt repayment ability.

B. Negotiate a deal with me provincialgovernment to back up its securities.

C. Build a strong, exclusive industry with little competition in the region.

D. Attract new investments from various industries to increase tax revenue.

正解：D 解答を投票する

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出題：8

An emerging Canadian company is exploring the possibility of using hotwater springs to produce clear energy forremote rural communities.The company has strong human resource capital and few assets, and raised SI
20,000 through the Capital Pool Company program. Which option is best for this company to continue maximizing public exposure and raising capital?

A. offering a greenshee option

B. Crowfunding

C. Escrowing shares

D. Filling disclosure documents with SEDAR+.

正解：B 解答を投票する

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出題：9

What type of unemployment is caused by normal labour turnover such as completing school or changing employment?

A. Natural

B. Frictional

C. Structural

D. Cyclical

正解：B 解答を投票する

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出題：10

When acting as a principal, how do investment dealers generate revenue?

A. Through commissions

B. Thrown tracers.

C. Through spreads on buy/sell prices.

D. Through brokerage changes.

正解：C 解答を投票する

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CSC1試験無料問題集「CSI Canadian Securities Course Exam 1 認定」