310-010試験無料問題集（342題）「SUN ACI - Operations Certificate 認定」

出題：1

Today is the fixing date for 6x9 FRA that you sold at 5.50% and for which the FRABBA LIBOR is now 6.00%. Which of the following is true?

A. There is no cash settlement pending

B. You will receive the cash settlement

C. You will pay a cash settlement to the counterparty

D. There is insufficient information to make a determination

正解：C 解答を投票する

出題：2

Your money market dealer has lent GBP 5,000,000.00 at 4 3/4% for 6 months (183 days). How much must the counterparty pay back to you in capital plus accrued interest at maturity?

A. GBP 5,117,123.29

B. GBP 5,120,729.17

C. GBP 5,119,075.34

D. GBP 5,119,075.00

正解：C 解答を投票する

出題：3

Which of the following best describes the main objective of the nostro reconciliation function?

A. to ensure that expected cash movements agree with the actual movements of currency

B. to reduce the amounts paid in interest rate claims due to late payments

C. to ensure that all receipts of foreign currency are made in a timely fashion

D. to ensure efficient cash management

正解：C 解答を投票する

出題：4

Which of the following is an example of a foreign currency nostro account from the perspective of a bank in London?

A. a CHF account that it holds for a customer in London

B. a GBP account that it holds for a bank in New York

C. a GBP account with another UK bank

D. a CHF account with a bank in Zurich

正解：D 解答を投票する

出題：5

You take a EUR deposit on Monday, 13 February. Assuming there is no intervening bank holidays, what is the one-month maturity date?

A. Wednesday, 15 March

B. Monday, 13 March

C. Thursday, 16 March

D. Tuesday, 14 March

正解：A 解答を投票する

出題：6

Which of the following are considered money market, cash or derivative instruments?

A. forward rate agreements (FRA)

B. forward FXs

C. currency options

D. currency futures

正解：A 解答を投票する

出題：7

Which of the following processes are offered by the CLS settlement system?

A. the customer matching process

B. the close-out process

C. the settlement process

D. the securities lending process

正解：C 解答を投票する

出題：8

Which one of the following best describes the correct order of the settlements process?

A. trade entry, confirmation, netting, settlement, nostro reconciliation

B. netting, trade entry, settlement, confirmation, nostro reconciliation

C. trade entry, confirmation, settlement, nostro reconciliation, netting

D. confirmation, netting, trade entry, settlement, nostro reconciliation

正解：A 解答を投票する

出題：9

What is the first task of the cash positions keeper every day?

A. He/she checks to see which countries have bank holidays that day

B. makes sure the opening position for the current day is the agreed and reconciled position from the previous day

C. makes sure the previous days pending position is the opening position for the current day

D. He/she checks to see which dealer is in charge of which currency for that day

正解：B 解答を投票する

出題：10

In what order would the currencies of the major currency pairs generally be quoted in forex?

A. EUR/USD, USD/JPY, USD/GBP, USD/CHF, USD/CAD, USD/AUD

B. EUR/USD, USD/JPY, GBP/USD, USD/CHF, CAD/USD, USD/AUD

C. EUR/USD, USD/JPY, GBP/USD, USD/CHF, USD/CAD, AUD/USD

D. EUR/USD, USD/JPY, GBP/USD, USD/CHF, CAD/USD, AUD/USD

正解：C 解答を投票する

出題：11

A European-style option is:

A. an option which can be exercised only at maturity

B. an option traded in EUR

C. an option which can be exercised at any time between the purchase and expiration date

D. an option with premium payable only on its expiry date

正解：A 解答を投票する

出題：12

Today is Friday, 28 July. Considering that there is a bank holiday in Switzerland on Tuesday, 1 August, what is the value date of a money market deal in CHF?

A. 1 August

B. 3 August

C. 2 August

D. 31 July

正解：C 解答を投票する

310-010試験無料問題集「SUN ACI - Operations Certificate 認定」