更新されたPDF（2023年最新）実際にあるACFE CFE-Law試験問題
検証済みのCFE-Law試験問題集PDF[2023年最新] 成功の秘訣はGoShiken
Association of Certified Fraud Examiners（ACFE）は、詐欺を防止、検出、阻止することを目的とするグローバルな組織です。彼らがこれを行う方法の1つは、認定詐欺審査官（CFE）認定試験を提供することです。この試験は、詐欺の予防と検出の分野で働く専門家の知識とスキルをテストするように設計されています。
質問 # 46
The same customer comes into a casino each day and deposits a large amount of cash into an account but after very little gambling the customer withdraws the funds The casino employees suspect that the customer may be engaged in money laundering activity Assuming that the anti-money laundering (AML) regulations that govern the casino's activities correspond to the Financial Action Task Force (FATF) Recommendations the casino:
- A. May not file a report of suspicious transactions related to potential criminal activity with appropriate authorities
- B. Is required to file a cash transaction report for possible criminal activity with appropriate authorities because cash was involved
- C. May, but is not required to file a report of suspicious transactions related to possible money laundering with appropriate authorities
- D. Is required to file a report of suspicious transactions with appropriate authorities because the employees suspect money laundering violations
正解：D
質問 # 47
Which of the following is the MOST ACCURATE statement about rules prohibiting securities broker-dealers from making unsuitable recommendations on investments or investment strategies?
- A. A suitability violation occurs when a broker trades in a client's account without obtaining prior approval for making the transaction(s).
- B. A suitability violation occurs when a broker recommends an investment or investment strategy that is inconsistent with the client's objectives
- C. A suitability violation occurs when a broker does not carry out a trade requested by or promised to a customer
- D. A suitability violation occurs when a broker enters into transactions and manages a client's account for the purpose of generating excessive commissions
正解：D
質問 # 48
Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what type of crime did Davis MOST LIKELY commit?
- A. Churning
- B. Insider trading
- C. Trading on margin
- D. Futures fraud
正解：B
質問 # 49
Which of the following is a red flag that an entity is operating a security business without the proper license or registration?
- A. The entity's website contains detailed background information.
- B. The agents working at the entity have criminal records.
- C. There are justified gaps in the work history of promoters at the entity
- D. There is an unexplained absence of customer complaints against the entity.
正解：B
質問 # 50
In most civil law jurisdictions which of the following BEST describes when a party is required to begin taking steps to preserve and produce relevant evidence?
- A. When the charging documents are filed
- B. When the party receives a service of process
- C. When the court orders such steps to be taken
- D. When litigation has started
正解：D
質問 # 51
Company A sued Company B to recover damages tor the breach of a contract. In the same proceeding Company B sought damages for an allegation that Company A fraudulently induced Company B into entering the contract In this case what would Company B's claim against Company A be called?
- A. Reversal
- B. Collateral attack
- C. Counterclaim
- D. Cross-claim
正解：C
質問 # 52
Which of the following is one of the three basic options by which organizations can legitimize cross-border transfers of personal information?
- A. Obtain approval from a Certified Information Privacy Professional (C PP)
- B. Establish a contract between the entities exchanging the information
- C. Use a third-party transferring service
- D. Obtain a warrant granting permission to transfer the data
正解：B
質問 # 53
Which of the following scenarios is an example of the criminal sanction known as criminal forfeiture?
- A. As part of her sentence for money laundering a defendant is sentenced to a three- to five-year term of incarceration
- B. As part of his sentence for tax evasion, a Defendant is ordered to pay a fine of $10,000 to the government
- C. As part of her sentence for bribery a defendant is ordered to transfer a car she received as a bribe to the government
- D. As part of his sentence for embezzlement, a defendant is ordered to pay back his employer for the money he stole.
正解：C
質問 # 54
Claude stole a large amount of cash from his employer and then deposited the funds into a domestic bank account Next, he wired the illicit funds to a foreign bank account and engaged m several other transactions using foreign accounts to make them difficult to trace Finally, he transferred the funds back to a domestic account and then spent the money. Which of the following actions was the layering stage of Claude's money laundering scheme?
- A. When he first deposited the funds into a domestic account
- B. When he spent the money
- C. When he first stole the cash from his employer
- D. When he moved the funds through several transactions using foreign accounts
正解：D
質問 # 55
A business files for bankruptcy with the goal of obtaining relief from creditors so that it can rearrange its financial affairs and continue as a going concern. Which of the following describes this type of bankruptcy proceeding?
- A. Liquidation bankruptcy
- B. Debt dismissal bankruptcy
- C. Reorganization bankruptcy
- D. Debt adjustment bankruptcy
正解：C
質問 # 56
Which of the following statements regarding the qualifications of expert witnesses in most inquisitorial jurisdictions is CORRECT?
- A. Experts are generally prohibited from serving as expert witnesses in multiple cases
- B. An excerpt is not qualified to testify unless all parties to the litigation approve
- C. The qualification of an expert is generally based on standardized requirements
- D. Certification in a specific field is always enough to qualify an expert
正解：C
質問 # 57
The Financial Action Task Force (FATF) Recommendations advise countries to do all of the following EXCEPT:
- A. Use a risk-based approach when setting anti-money laundering policies
- B. Require financial institutions to keep certain records and establish anti-money laundering policies.
- C. Enable authorities to trace freeze, and confiscate assets suspected in money laundering and terrorist financing
- D. Require financial institutions to monitor their customers' political affiliations.
正解：D
質問 # 58
Which of the following statements concerning digital currencies, such as bitcoin, is MOST ACCURATE?
- A. Digital currencies are subject to all of the same regulations as payments made through traditional financial institutions
- B. Digital currencies are attractive to money launderers because payments often cross jurisdictional boundaries, making it difficult for authorities to pursue enforcement
- C. Digital currencies are not typically used to launder money due to strict customer identification or recordkeeping requirements enforced in all jurisdictions
- D. Digital currencies are attractive to money launderers because they are a payment method that provides complete anonymity
正解：B
質問 # 59
Which of the following statements regarding civil lawsuits in most jurisdictions is CORRECT?
- A. Civil lawsuits begin with the filing of a pleading, usually in the jurisdiction in which the defendant resides or where the claim arose
- B. The plaintiff's initial filing with the court does not typically need to include the specific facts on which the claim relies.
- C. The plaintiffs initial filing does not typically need to contain a summary of the evidence
- D. All of the above are correct
正解：A
質問 # 60
Which of the following statements concerning civil trials in common law jurisdictions is MOST ACCURATE?
- A. Neither side may appeal an adverse judgment in a civil case
- B. Civil jury trials must have the same number of jurors as in criminal jury trials.
- C. Jury verdicts m civil trials must always be unanimous
- D. in most civil cases, the standard of proof is the preponderance of the evidence
正解：C
質問 # 61
The government filed a avil action against a politician for accepting real estate as a bribe. There is a possibility that the politician could transfer the real estate to a third party before the court enters a final judgment Which type of order should the government seek from the court to prevent the politician from transferring the real estate?
- A. Litigation hold
- B. Prejudgment attachment
- C. Declaratory relief
- D. Preservation order
正解：B
質問 # 62
Which of the following statements about the International Organization of Securities Commissions (IOSCO) s TRUE?
- A. IOSCO is a self-regulatory organization for companies that have securities traded on international securities markets
- B. IOSCO provides a forum for regular cooperation on banking supervisory matters affecting developing nations
- C. IOSCO is recognized as the international standard-setter for securities markets
- D. IOSCO is an oversight body responsible for issuing and enforcing regulations that govern all international securities markets
正解：C
質問 # 63
In most civil law systems, the burden of proof for the government to convict a defendant in a criminal case is beyond a reasonable doubt.
- A. True
- B. False
正解：B
質問 # 64
Evidence that tends to make some tact at issue more or less likely than it would be without the evidence is called:
- A. Relevant evidence
- B. Demonstrative evidence
- C. Circumstantial evidence
- D. Testamentary evidence
正解：A
質問 # 65
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CFE-Law認定試験は、不正防止と抑止、財務取引と不正計画、調査技術、不正の法的要素、および倫理など、広範囲なトピックをカバーしています。試験は、不正防止と抑止、財務取引と不正計画、調査、および法律の4つのセクションに分かれており、それぞれのセクションは、関連する主題における候補者の知識と熟練度をテストするように設計されています。
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